NYSE Arca

Results: 1249



#Item
291Legal documents / Stock market / NYSE Arca / Subpoena / Securities Exchange Act / U.S. Securities and Exchange Commission / NASDAQ / Securities Industry and Financial Markets Association / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 19, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-12-19 16:07:43
292Stock market / Funds / Financial services / Collective investment schemes / Exchange-traded fund / Exchange-traded note / Security / Stock market index / Investment banking / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 21, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No.

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Source URL: www.sec.gov

Language: English - Date: 2014-08-22 09:17:03
293United States Securities and Exchange Commission / United States securities law / Investment / Self-regulatory organizations / NYSE Arca / New York Stock Exchange / Market data / Regulation NMS / Financial Industry Regulatory Authority / Financial markets / Financial economics / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 11, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2014-12-12 09:04:20
294Securities Exchange Act / NYSE Arca / New York Stock Exchange / U.S. Securities and Exchange Commission / Financial regulation / Economy of the United States / Financial economics / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]December 9, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am

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Language: English - Date: 2014-12-10 07:59:23
295Funds / Financial services / United States securities law / Financial markets / Exchange-traded fund / Collective investment scheme / Net asset value / Investment Company Act / Securities Exchange Act / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 20, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2014-11-21 09:47:22
296Funds / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Exchange-traded fund / Security / Asset-backed security / Collective investment scheme / Securities Act / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 1, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Di

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Source URL: www.sec.gov

Language: English - Date: 2014-12-02 09:32:06
297Financial markets / Investment / Options / Contract law / Futures contract / Short / International Securities Exchange / Expiration / Securities Exchange Act / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 21, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2014-08-22 09:16:08
298Finance / NYSE Arca / Financial system / Financial services / Dark liquidity / Order / Market liquidity / Financial markets / Financial economics / Stock market

SR-BYX[removed]Exhibit 5 Page 20 of 27

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Source URL: www.sec.gov

Language: English - Date: 2014-12-18 17:39:57
299Funds / Financial markets / Exchange-traded funds / Financial services / Mutual fund / Inverse exchange-traded fund / Futures contract / Collective investment scheme / Short / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 4, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Ame

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Source URL: www.sec.gov

Language: English - Date: 2014-12-05 08:59:09
300Financial markets / United States securities law / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Futures contract / Short / International Securities Exchange / Hedge / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 22, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2014-12-23 08:55:23
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